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Automorphisms of shift spaces and the Higman--Thomspon groups: the one-sided case. (arXiv:2004.08478v2 [math.GR] UPDATED)

Let $1 le r < n$ be integers. We give a proof that the group $mathop{mathrm{Aut}}({X_{n}^{mathbb{N}}, sigma_{n}})$ of automorphisms of the one-sided shift on $n$ letters embeds naturally as a subgroup $mathcal{h}_{n}$ of the outer automorphism group $mathop{mathrm{Out}}(G_{n,r})$ of the Higman-Thompson group $G_{n,r}$. From this, we can represent the elements of $mathop{mathrm{Aut}}({X_{n}^{mathbb{N}}, sigma_{n}})$ by finite state non-initial transducers admitting a very strong synchronizing condition.

Let $H in mathcal{H}_{n}$ and write $|H|$ for the number of states of the minimal transducer representing $H$. We show that $H$ can be written as a product of at most $|H|$ torsion elements. This result strengthens a similar result of Boyle, Franks and Kitchens, where the decomposition involves more complex torsion elements and also does not support practical extit{a priori} estimates of the length of the resulting product.

We also give new proofs of some known results about $mathop{mathrm{Aut}}({X_{n}^{mathbb{N}}, sigma_{n}})$.




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Equivalence of classical and quantum completeness for real principal type operators on the circle. (arXiv:2004.07547v3 [math.AP] UPDATED)

In this article, we prove that the completeness of the Hamilton flow and essential self-dajointness are equivalent for real principal type operators on the circle. Moreover, we study spectral properties of these operators.




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Hessian quotient equations on exterior domains. (arXiv:2004.06908v2 [math.AP] UPDATED)

It is well-known that a celebrated J"{o}rgens-Calabi-Pogorelov theorem for Monge-Amp`ere equations states that any classical (viscosity) convex solution of $det(D^2u)=1$ in $mathbb{R}^n$ must be a quadratic polynomial. Therefore, it is an interesting topic to study the existence and uniqueness theorem of such fully nonlinear partial differential equations' Dirichlet problems on exterior domains with suitable asymptotic conditions at infinity. As a continuation of the works of Caffarelli-Li for Monge-Amp`ere equation and of Bao-Li-Li for $k$-Hessian equations, this paper is devoted to the solvability of the exterior Dirichlet problem of Hessian quotient equations $sigma_k(lambda(D^2u))/sigma_l(lambda(D^2u))=1$ for any $1leq l<kleq n$ in all dimensions $ngeq 2$. By introducing the concept of generalized symmetric subsolutions and then using the Perron's method, we establish the existence theorem for viscosity solutions, with prescribed asymptotic behavior which is close to some quadratic polynomial at infinity.




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Set-Theoretical Problems in Asymptology. (arXiv:2004.01979v3 [math.GN] UPDATED)

In this paper we collect some open set-theoretic problems that appear in the large-scale topology (called also Asymptology). In particular we ask problems about critical cardinalities of some special (large, indiscrete, inseparated) coarse structures on $omega$, about the interplay between properties of a coarse space and its Higson corona, about some special ultrafilters ($T$-points and cellular $T$-points) related to finitary coarse structures on $omega$, about partitions of coarse spaces into thin pieces, and also about coarse groups having some extremal properties.




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Tori Can't Collapse to an Interval. (arXiv:2004.01505v3 [math.DG] UPDATED)

Here we prove that under a lower sectional curvature bound, a sequence of manifolds diffeomorphic to the standard $m$-dimensional torus cannot converge in the Gromov-Hausdorff sense to a closed interval.




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Set theoretic Yang-Baxter & reflection equations and quantum group symmetries. (arXiv:2003.08317v3 [math-ph] UPDATED)

Connections between set theoretic Yang-Baxter and reflection equations and quantum integrable systems are investigated. We show that set theoretic $R$-matrices are expressed as twists of known solutions. We then focus on reflection and twisted algebras and we derive the associated defining algebra relations for $R$-matrices being Baxterized solutions of the $A$-type Hecke algebra ${cal H}_N(q=1)$. We show in the case of the reflection algebra that there exists a "boundary" finite sub-algebra for some special choice of "boundary" elements of the $B$-type Hecke algebra ${cal B}_N(q=1, Q)$. We also show the key proposition that the associated double row transfer matrix is essentially expressed in terms of the elements of the $B$-type Hecke algebra. This is one of the fundamental results of this investigation together with the proof of the duality between the boundary finite subalgebra and the $B$-type Hecke algebra. These are universal statements that largely generalize previous relevant findings, and also allow the investigation of the symmetries of the double row transfer matrix.




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The Shearlet Transform and Lizorkin Spaces. (arXiv:2003.06642v2 [math.FA] UPDATED)

We prove a continuity result for the shearlet transform when restricted to the space of smooth and rapidly decreasing functions with all vanishing moments. We define the dual shearlet transform, called here the shearlet synthesis operator, and we prove its continuity on the space of smooth and rapidly decreasing functions over $mathbb{R}^2 imesmathbb{R} imesmathbb{R}^ imes$. Then, we use these continuity results to extend the shearlet transform to the space of Lizorkin distributions, and we prove its consistency with the classical definition for test functions.




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Weak-strong uniqueness for an elastic plate interacting with the Navier Stokes equation. (arXiv:2003.04049v2 [math.AP] UPDATED)

We show weak-strong uniqueness and stability results for the motion of a two or three dimensional fluid governed by the Navier-Stokes equation interacting with a flexible, elastic plate of Koiter type. The plate is situated at the top of the fluid and as such determines the variable part of a time changing domain (that is hence a part of the solution) containing the fluid. The uniqueness result is a consequence of a stability estimate where the difference of two solutions is estimated by the distance of the initial values and outer forces. For that we introduce a methodology that overcomes the problem that the two (variable in time) domains of the fluid velocities and pressures are not the same. The estimate holds under the assumption that one of the two weak solutions possesses some additional higher regularity. The additional regularity is exclusively requested for the velocity of one of the solutions resembling the celebrated Ladyzhenskaya-Prodi-Serrin conditions in the framework of variable domains.




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Surface Effects in Superconductors with Corners. (arXiv:2003.00521v2 [math-ph] UPDATED)

We review some recent results on the phenomenon of surface superconductivity in the framework of Ginzburg-Landau theory for extreme type-II materials. In particular, we focus on the response of the superconductor to a strong longitudinal magnetic field in the regime where superconductivity survives only along the boundary of the wire. We derive the energy and density asymptotics for samples with smooth cross section, up to curvature-dependent terms. Furthermore, we discuss the corrections in presence of corners at the boundary of the sample.




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Co-Seifert Fibrations of Compact Flat Orbifolds. (arXiv:2002.12799v2 [math.GT] UPDATED)

In this paper, we develop the theory for classifying all the geometric fibrations of compact, connected, flat $n$-orbifolds, over a 1-orbifold, up to affine equivalence. We apply our classification theory to classify all the geometric fibrations of compact, connected, flat $2$-orbifolds, over a 1-orbifold, up to affine equivalence. This paper is an essential part of our project to give a geometric proof of the classification of all closed flat 4-manifolds.




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Solitary wave solutions and global well-posedness for a coupled system of gKdV equations. (arXiv:2002.09531v2 [math.AP] UPDATED)

In this work we consider the initial-value problem associated with a coupled system of generalized Korteweg-de Vries equations. We present a relationship between the best constant for a Gagliardo-Nirenberg type inequality and a criterion for the existence of global solutions in the energy space. We prove that such a constant is directly related to the existence problem of solitary-wave solutions with minimal mass, the so called ground state solutions. To guarantee the existence of ground states we use a variational method.




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A stochastic approach to the synchronization of coupled oscillators. (arXiv:2002.04472v2 [nlin.AO] UPDATED)

This paper deals with an optimal control problem associated to the Kuramoto model describing the dynamical behavior of a network of coupled oscillators. Our aim is to design a suitable control function allowing us to steer the system to a synchronized configuration in which all the oscillators are aligned on the same phase. This control is computed via the minimization of a given cost functional associated with the dynamics considered. For this minimization, we propose a novel approach based on the combination of a standard Gradient Descent (GD) methodology with the recently-developed Random Batch Method (RBM) for the efficient numerical approximation of collective dynamics. Our simulations show that the employment of RBM improves the performances of the GD algorithm, reducing the computational complexity of the minimization process and allowing for a more efficient control calculation.




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Willems' Fundamental Lemma for State-space Systems and its Extension to Multiple Datasets. (arXiv:2002.01023v2 [math.OC] UPDATED)

Willems et al.'s fundamental lemma asserts that all trajectories of a linear system can be obtained from a single given one, assuming that a persistency of excitation condition holds. This result has profound implications for system identification and data-driven control, and has seen a revival over the last few years. The purpose of this paper is to extend Willems' lemma to the situation where multiple (possibly short) system trajectories are given instead of a single long one. To this end, we introduce a notion of collective persistency of excitation. We will then show that all trajectories of a linear system can be obtained from a given finite number of trajectories, as long as these are collectively persistently exciting. We will demonstrate that this result enables the identification of linear systems from data sets with missing data samples. Additionally, we show that the result is of practical significance in data-driven control of unstable systems.




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EMSx: A Numerical Benchmark for Energy Management Systems. (arXiv:2001.00450v2 [math.OC] UPDATED)

Inserting renewable energy in the electric grid in a decentralized manneris a key challenge of the energy transition. However, at local scale, both production and demand display erratic behavior, which makes it delicate to match them. It is the goal of Energy Management Systems (EMS) to achieve such balance at least cost. We present EMSx, a numerical benchmark for testing control algorithms for the management of electric microgrids equipped with a photovoltaic unit and an energy storage system. EMSx is made of three key components: the EMSx dataset, provided by Schneider Electric, contains a diverse pool of realistic microgrids with a rich collection of historical observations and forecasts; the EMSx mathematical framework is an explicit description of the assessment of electric microgrid control techniques and algorithms; the EMSx software EMSx.jl is a package, implemented in the Julia language, which enables to easily implement a microgrid controller and to test it. All components of the benchmark are publicly available, so that other researchers willing to test controllers on EMSx may reproduce experiments easily. Eventually, we showcase the results of standard microgrid control methods, including Model Predictive Control, Open Loop Feedback Control and Stochastic Dynamic Programming.




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Linear Convergence of First- and Zeroth-Order Primal-Dual Algorithms for Distributed Nonconvex Optimization. (arXiv:1912.12110v2 [math.OC] UPDATED)

This paper considers the distributed nonconvex optimization problem of minimizing a global cost function formed by a sum of local cost functions by using local information exchange. We first propose a distributed first-order primal-dual algorithm. We show that it converges sublinearly to the stationary point if each local cost function is smooth and linearly to the global optimum under an additional condition that the global cost function satisfies the Polyak-{L}ojasiewicz condition. This condition is weaker than strong convexity, which is a standard condition for proving the linear convergence of distributed optimization algorithms, and the global minimizer is not necessarily unique or finite. Motivated by the situations where the gradients are unavailable, we then propose a distributed zeroth-order algorithm, derived from the proposed distributed first-order algorithm by using a deterministic gradient estimator, and show that it has the same convergence properties as the proposed first-order algorithm under the same conditions. The theoretical results are illustrated by numerical simulations.




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Quasistatic evolution for dislocation-free finite plasticity. (arXiv:1912.10118v2 [math.AP] UPDATED)

We investigate quasistatic evolution in finite plasticity under the assumption that the plastic strain is compatible. This assumption is well-suited to describe the special case of dislocation-free plasticity and entails that the plastic strain is the gradient of a plastic deformation map. The total deformation can be then seen as the composition of a plastic and an elastic deformation. This opens the way to an existence theory for the quasistatic evolution problem featuring both Lagrangian and Eulerian variables. A remarkable trait of the result is that it does not require second-order gradients.




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Regularized vortex approximation for 2D Euler equations with transport noise. (arXiv:1912.07233v2 [math.PR] UPDATED)

We study a mean field approximation for the 2D Euler vorticity equation driven by a transport noise. We prove that the Euler equations can be approximated by interacting point vortices driven by a regularized Biot-Savart kernel and the same common noise. The approximation happens by sending the number of particles $N$ to infinity and the regularization $epsilon$ in the Biot-Savart kernel to $0$, as a suitable function of $N$.




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A homotopy BV algebra for Yang-Mills and color-kinematics. (arXiv:1912.03110v2 [math-ph] UPDATED)

Yang-Mills gauge theory on Minkowski space supports a Batalin-Vilkovisky-infinity algebra structure, all whose operations are local. To make this work, the axioms for a BV-infinity algebra are deformed by a quadratic element, here the Minkowski wave operator. This homotopy structure implies BCJ/color-kinematics duality; a cobar construction yields a strict algebraic structure whose Feynman expansion for Yang-Mills tree amplitudes complies with the duality. It comes with a `syntactic kinematic algebra'.




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Locally equivalent Floer complexes and unoriented link cobordisms. (arXiv:1911.03659v4 [math.GT] UPDATED)

We show that the local equivalence class of the collapsed link Floer complex $cCFL^infty(L)$, together with many $Upsilon$-type invariants extracted from this group, is a concordance invariant of links. In particular, we define a version of the invariants $Upsilon_L(t)$ and $ u^+(L)$ when $L$ is a link and we prove that they give a lower bound for the slice genus $g_4(L)$. Furthermore, in the last section of the paper we study the homology group $HFL'(L)$ and its behaviour under unoriented cobordisms. We obtain that a normalized version of the $upsilon$-set, introduced by Ozsv'ath, Stipsicz and Szab'o, produces a lower bound for the 4-dimensional smooth crosscap number $gamma_4(L)$.




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A one-loop exact quantization of Chern-Simons theory. (arXiv:1910.05230v2 [math-ph] UPDATED)

We examine Chern-Simons theory as a deformation of a 3-dimensional BF theory that is partially holomorphic and partially topological. In particular, we introduce a novel gauge that leads naturally to a one-loop exact quantization of this BF theory and Chern-Simons theory. This approach illuminates several important features of Chern-Simons theory, notably the bulk-boundary correspondence of Chern-Simons theory with chiral WZW theory. In addition to rigorously constructing the theory, we also explain how it applies to a large class of closely related 3-dimensional theories and some of the consequences for factorization algebras of observables.




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Khintchine-type theorems for values of subhomogeneous functions at integer points. (arXiv:1910.02067v2 [math.NT] UPDATED)

This work has been motivated by recent papers that quantify the density of values of generic quadratic forms and other polynomials at integer points, in particular ones that use Rogers' second moment estimates. In this paper we establish such results in a very general framework. Namely, given any subhomogeneous function (a notion to be defined) $f: mathbb{R}^n o mathbb{R}$, we derive a necessary and sufficient condition on the approximating function $psi$ for guaranteeing that a generic element $fcirc g$ in the $G$-orbit of $f$ is $psi$-approximable; that is, $|fcirc g(mathbf{v})| le psi(|mathbf{v}|)$ for infinitely many $mathbf{v} in mathbb{Z}^n$. We also deduce a sufficient condition in the case of uniform approximation. Here, $G$ can be any closed subgroup of $operatorname{ASL}_n(mathbb{R})$ satisfying certain axioms that allow for the use of Rogers-type estimates.




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Topology Identification of Heterogeneous Networks: Identifiability and Reconstruction. (arXiv:1909.11054v2 [math.OC] UPDATED)

This paper addresses the problem of identifying the graph structure of a dynamical network using measured input/output data. This problem is known as topology identification and has received considerable attention in recent literature. Most existing literature focuses on topology identification for networks with node dynamics modeled by single integrators or single-input single-output (SISO) systems. The goal of the current paper is to identify the topology of a more general class of heterogeneous networks, in which the dynamics of the nodes are modeled by general (possibly distinct) linear systems. Our two main contributions are the following. First, we establish conditions for topological identifiability, i.e., conditions under which the network topology can be uniquely reconstructed from measured data. We also specialize our results to homogeneous networks of SISO systems and we will see that such networks have quite particular identifiability properties. Secondly, we develop a topology identification method that reconstructs the network topology from input/output data. The solution of a generalized Sylvester equation will play an important role in our identification scheme.




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Convolutions on the complex torus. (arXiv:1908.11815v3 [math.RA] UPDATED)

"Quasi-elliptic" functions can be given a ring structure in two different ways, using either ordinary multiplication, or convolution. The map between the corresponding standard bases is calculated and given by Eisenstein series. A related structure has appeared recently in the computation of Feynman integrals. The two approaches are related by a sequence of polynomials with interlacing zeroes.




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Equivariant Batalin-Vilkovisky formalism. (arXiv:1907.07995v3 [hep-th] UPDATED)

We study an equivariant extension of the Batalin-Vilkovisky formalism for quantizing gauge theories. Namely, we introduce a general framework to encompass failures of the quantum master equation, and we apply it to the natural equivariant extension of AKSZ solutions of the classical master equation (CME). As examples of the construction, we recover the equivariant extension of supersymmetric Yang-Mills in 2d and of Donaldson-Witten theory.




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Nonlinear stability of explicit self-similar solutions for the timelike extremal hypersurfaces in R^{1+3}. (arXiv:1907.01126v2 [math.AP] UPDATED)

This paper is devoted to the study of the singularity phenomenon of timelike extremal hypersurfaces in Minkowski spacetime $mathbb{R}^{1+3}$. We find that there are two explicit lightlike self-similar solutions to a graph representation of timelike extremal hypersurfaces in Minkowski spacetime $mathbb{R}^{1+3}$, the geometry of them are two spheres. The linear mode unstable of those lightlike self-similar solutions for the radially symmetric membranes equation is given. After that, we show those self-similar solutions of the radially symmetric membranes equation are nonlinearly stable inside a strictly proper subset of the backward lightcone. This means that the dynamical behavior of those two spheres is as attractors. Meanwhile, we overcome the double roots case (the theorem of Poincar'{e} can't be used) in solving the difference equation by construction of a Newton's polygon when we carry out the analysis of spectrum for the linear operator.




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Decentralized and Parallelized Primal and Dual Accelerated Methods for Stochastic Convex Programming Problems. (arXiv:1904.09015v10 [math.OC] UPDATED)

We introduce primal and dual stochastic gradient oracle methods for decentralized convex optimization problems. Both for primal and dual oracles the proposed methods are optimal in terms of the number of communication steps. However, for all classes of the objective, the optimality in terms of the number of oracle calls per node in the class of methods with optimal number of communication steps takes place only up to a logarithmic factor and the notion of smoothness. By using mini-batching technique we show that all proposed methods with stochastic oracle can be additionally parallelized at each node.




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Grothendieck's inequalities for JB$^*$-triples: Proof of the Barton-Friedman conjecture. (arXiv:1903.08931v3 [math.OA] UPDATED)

We prove that, given a constant $K> 2$ and a bounded linear operator $T$ from a JB$^*$-triple $E$ into a complex Hilbert space $H$, there exists a norm-one functional $psiin E^*$ satisfying $$|T(x)| leq K , |T| , |x|_{psi},$$ for all $xin E$. Applying this result we show that, given $G > 8 (1+2sqrt{3})$ and a bounded bilinear form $V$ on the Cartesian product of two JB$^*$-triples $E$ and $B$, there exist norm-one functionals $varphiin E^{*}$ and $psiin B^{*}$ satisfying $$|V(x,y)| leq G |V| , |x|_{varphi} , |y|_{psi}$$ for all $(x,y)in E imes B$. These results prove a conjecture pursued during almost twenty years.




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On the automorphic sheaves for GSp_4. (arXiv:1901.04447v6 [math.RT] UPDATED)

In this paper we first review the setting for the geometric Langlands functoriality and establish a result for the `backward' functoriality functor. We illustrate this by known examples of the geometric theta-lifting. We then apply the above result to obtain new Hecke eigen-sheaves. The most important application is a construction of the automorphic sheaf for G=GSp_4 attached to a G^L-local system on a curve X such that its standard representation is an irreducible local system of rank 4 on X.




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Mirror Symmetry for Non-Abelian Landau-Ginzburg Models. (arXiv:1812.06200v3 [math.AG] UPDATED)

We consider Landau-Ginzburg models stemming from groups comprised of non-diagonal symmetries, and we describe a rule for the mirror LG model. In particular, we present the non-abelian dual group, which serves as the appropriate choice of group for the mirror LG model. We also describe an explicit mirror map between the A-model and the B-model state spaces for two examples. Further, we prove that this mirror map is an isomorphism between the untwisted broad sectors and the narrow diagonal sectors for Fermat type polynomials.




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Optimal construction of Koopman eigenfunctions for prediction and control. (arXiv:1810.08733v3 [math.OC] UPDATED)

This work presents a novel data-driven framework for constructing eigenfunctions of the Koopman operator geared toward prediction and control. The method leverages the richness of the spectrum of the Koopman operator away from attractors to construct a rich set of eigenfunctions such that the state (or any other observable quantity of interest) is in the span of these eigenfunctions and hence predictable in a linear fashion. The eigenfunction construction is optimization-based with no dictionary selection required. Once a predictor for the uncontrolled part of the system is obtained in this way, the incorporation of control is done through a multi-step prediction error minimization, carried out by a simple linear least-squares regression. The predictor so obtained is in the form of a linear controlled dynamical system and can be readily applied within the Koopman model predictive control framework of [12] to control nonlinear dynamical systems using linear model predictive control tools. The method is entirely data-driven and based purely on convex optimization, with no reliance on neural networks or other non-convex machine learning tools. The novel eigenfunction construction method is also analyzed theoretically, proving rigorously that the family of eigenfunctions obtained is rich enough to span the space of all continuous functions. In addition, the method is extended to construct generalized eigenfunctions that also give rise Koopman invariant subspaces and hence can be used for linear prediction. Detailed numerical examples with code available online demonstrate the approach, both for prediction and feedback control.




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On $p$-groups with automorphism groups related to the exceptional Chevalley groups. (arXiv:1810.08365v3 [math.GR] UPDATED)

Let $hat G$ be the finite simply connected version of an exceptional Chevalley group, and let $V$ be a nontrivial irreducible module, of minimal dimension, for $hat G$ over its field of definition. We explore the overgroup structure of $hat G$ in $mathrm{GL}(V)$, and the submodule structure of the exterior square (and sometimes the third Lie power) of $V$. When $hat G$ is defined over a field of odd prime order $p$, this allows us to construct the smallest (with respect to certain properties) $p$-groups $P$ such that the group induced by $mathrm{Aut}(P)$ on $P/Phi(P)$ is either $hat G$ or its normaliser in $mathrm{GL}(V)$.




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Exotic Springer fibers for orbits corresponding to one-row bipartitions. (arXiv:1810.03731v2 [math.RT] UPDATED)

We study the geometry and topology of exotic Springer fibers for orbits corresponding to one-row bipartitions from an explicit, combinatorial point of view. This includes a detailed analysis of the structure of the irreducible components and their intersections as well as the construction of an explicit affine paving. Moreover, we compute the ring structure of cohomology by constructing a CW-complex homotopy equivalent to the exotic Springer fiber. This homotopy equivalent space admits an action of the type C Weyl group inducing Kato's original exotic Springer representation on cohomology. Our results are described in terms of the diagrammatics of the one-boundary Temperley-Lieb algebra (also known as the blob algebra). This provides a first step in generalizing the geometric versions of Khovanov's arc algebra to the exotic setting.




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On the rationality of cycle integrals of meromorphic modular forms. (arXiv:1810.00612v3 [math.NT] UPDATED)

We derive finite rational formulas for the traces of cycle integrals of certain meromorphic modular forms. Moreover, we prove the modularity of a completion of the generating function of such traces. The theoretical framework for these results is an extension of the Shintani theta lift to meromorphic modular forms of positive even weight.




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A Forward-Backward Splitting Method for Monotone Inclusions Without Cocoercivity. (arXiv:1808.04162v4 [math.OC] UPDATED)

In this work, we propose a simple modification of the forward-backward splitting method for finding a zero in the sum of two monotone operators. Our method converges under the same assumptions as Tseng's forward-backward-forward method, namely, it does not require cocoercivity of the single-valued operator. Moreover, each iteration only requires one forward evaluation rather than two as is the case for Tseng's method. Variants of the method incorporating a linesearch, relaxation and inertia, or a structured three operator inclusion are also discussed.




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The 2d-directed spanning forest converges to the Brownian web. (arXiv:1805.09399v3 [math.PR] UPDATED)

The two-dimensional directed spanning forest (DSF) introduced by Baccelli and Bordenave is a planar directed forest whose vertex set is given by a homogeneous Poisson point process $mathcal{N}$ on $mathbb{R}^2$. If the DSF has direction $-e_y$, the ancestor $h(u)$ of a vertex $u in mathcal{N}$ is the nearest Poisson point (in the $L_2$ distance) having strictly larger $y$-coordinate. This construction induces complex geometrical dependencies. In this paper we show that the collection of DSF paths, properly scaled, converges in distribution to the Brownian web (BW). This verifies a conjecture made by Baccelli and Bordenave in 2007.




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Effective divisors on Hurwitz spaces. (arXiv:1804.01898v3 [math.AG] UPDATED)

We prove the effectiveness of the canonical bundle of several Hurwitz spaces of degree k covers of the projective line from curves of genus 13<g<20.




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Extremal values of the Sackin balance index for rooted binary trees. (arXiv:1801.10418v5 [q-bio.PE] UPDATED)

Tree balance plays an important role in different research areas like theoretical computer science and mathematical phylogenetics. For example, it has long been known that under the Yule model, a pure birth process, imbalanced trees are more likely than balanced ones. Therefore, different methods to measure the balance of trees were introduced. The Sackin index is one of the most frequently used measures for this purpose. In many contexts, statements about the minimal and maximal values of this index have been discussed, but formal proofs have never been provided. Moreover, while the number of trees with maximal Sackin index as well as the number of trees with minimal Sackin index when the number of leaves is a power of 2 are relatively easy to understand, the number of trees with minimal Sackin index for all other numbers of leaves was completely unknown. In this manuscript, we fully characterize trees with minimal and maximal Sackin index and also provide formulas to explicitly calculate the number of such trees.




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Categorification via blocks of modular representations for sl(n). (arXiv:1612.06941v3 [math.RT] UPDATED)

Bernstein, Frenkel, and Khovanov have constructed a categorification of tensor products of the standard representation of $mathfrak{sl}_2$, where they use singular blocks of category $mathcal{O}$ for $mathfrak{sl}_n$ and translation functors. Here we construct a positive characteristic analogue using blocks of representations of $mathfrak{sl}_n$ over a field $ extbf{k}$ of characteristic $p$ with zero Frobenius character, and singular Harish-Chandra character. We show that the aforementioned categorification admits a Koszul graded lift, which is equivalent to a geometric categorification constructed by Cautis, Kamnitzer, and Licata using coherent sheaves on cotangent bundles to Grassmanians. In particular, the latter admits an abelian refinement. With respect to this abelian refinement, the stratified Mukai flop induces a perverse equivalence on the derived categories for complementary Grassmanians. This is part of a larger project to give a combinatorial approach to Lusztig's conjectures for representations of Lie algebras in positive characteristic.




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A Class of Functional Inequalities and their Applications to Fourth-Order Nonlinear Parabolic Equations. (arXiv:1612.03508v3 [math.AP] UPDATED)

We study a class of fourth order nonlinear parabolic equations which include the thin-film equation and the quantum drift-diffusion model as special cases. We investigate these equations by first developing functional inequalities of the type $ int_Omega u^{2gamma-alpha-eta}Delta u^alphaDelta u^eta dx geq cint_Omega|Delta u^gamma |^2dx $, which seem to be of interest on their own right.




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Word problems for finite nilpotent groups. (arXiv:2005.03634v1 [math.GR])

Let $w$ be a word in $k$ variables. For a finite nilpotent group $G$, a conjecture of Amit states that $N_w(1) ge |G|^{k-1}$, where $N_w(1)$ is the number of $k$-tuples $(g_1,...,g_k)in G^{(k)}$ such that $w(g_1,...,g_k)=1$. Currently, this conjecture is known to be true for groups of nilpotency class 2. Here we consider a generalized version of Amit's conjecture, and prove that $N_w(g) ge |G|^{k-2}$, where $g$ is a $w$-value in $G$, for finite groups $G$ of odd order and nilpotency class 2. If $w$ is a word in two variables, we further show that $N_w(g) ge |G|$, where $g$ is a $w$-value in $G$ for finite groups $G$ of nilpotency class 2. In addition, for $p$ a prime, we show that finite $p$-groups $G$, with two distinct irreducible complex character degrees, satisfy the generalized Amit conjecture for words $w_k =[x_1,y_1]...[x_k,y_k]$ with $k$ a natural number; that is, for $g$ a $w_k$-value in $G$ we have $N_{w_k}(g) ge |G|^{2k-1}$.

Finally, we discuss the related group properties of being rational and chiral, and show that every finite group of nilpotency class 2 is rational.




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Surjective endomorphisms of projective surfaces -- the existence of infinitely many dense orbits. (arXiv:2005.03628v1 [math.AG])

Let $f colon X o X$ be a surjective endomorphism of a normal projective surface. When $operatorname{deg} f geq 2$, applying an (iteration of) $f$-equivariant minimal model program (EMMP), we determine the geometric structure of $X$. Using this, we extend the second author's result to singular surfaces to the extent that either $X$ has an $f$-invariant non-constant rational function, or $f$ has infinitely many Zariski-dense forward orbits; this result is also extended to Adelic topology (which is finer than Zariski topology).




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A Hamilton-Jacobi Formulation for Time-Optimal Paths of Rectangular Nonholonomic Vehicles. (arXiv:2005.03623v1 [math.OC])

We address the problem of optimal path planning for a simple nonholonomic vehicle in the presence of obstacles. Most current approaches are either split hierarchically into global path planning and local collision avoidance, or neglect some of the ambient geometry by assuming the car is a point mass. We present a Hamilton-Jacobi formulation of the problem that resolves time-optimal paths and considers the geometry of the vehicle.




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On the asymptotic behavior of solutions to the Vlasov-Poisson system. (arXiv:2005.03617v1 [math.AP])

We prove small data modified scattering for the Vlasov-Poisson system in dimension $d=3$ using a method inspired from dispersive analysis. In particular, we identify a simple asymptotic dynamic related to the scattering mass.




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A Model for Optimal Human Navigation with Stochastic Effects. (arXiv:2005.03615v1 [math.OC])

We present a method for optimal path planning of human walking paths in mountainous terrain, using a control theoretic formulation and a Hamilton-Jacobi-Bellman equation. Previous models for human navigation were entirely deterministic, assuming perfect knowledge of the ambient elevation data and human walking velocity as a function of local slope of the terrain. Our model includes a stochastic component which can account for uncertainty in the problem, and thus includes a Hamilton-Jacobi-Bellman equation with viscosity. We discuss the model in the presence and absence of stochastic effects, and suggest numerical methods for simulating the model. We discuss two different notions of an optimal path when there is uncertainty in the problem. Finally, we compare the optimal paths suggested by the model at different levels of uncertainty, and observe that as the size of the uncertainty tends to zero (and thus the viscosity in the equation tends to zero), the optimal path tends toward the deterministic optimal path.




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Positive Geometries and Differential Forms with Non-Logarithmic Singularities I. (arXiv:2005.03612v1 [hep-th])

Positive geometries encode the physics of scattering amplitudes in flat space-time and the wavefunction of the universe in cosmology for a large class of models. Their unique canonical forms, providing such quantum mechanical observables, are characterised by having only logarithmic singularities along all the boundaries of the positive geometry. However, physical observables have logarithmic singularities just for a subset of theories. Thus, it becomes crucial to understand whether a similar paradigm can underlie their structure in more general cases. In this paper we start a systematic investigation of a geometric-combinatorial characterisation of differential forms with non-logarithmic singularities, focusing on projective polytopes and related meromorphic forms with multiple poles. We introduce the notions of covariant forms and covariant pairings. Covariant forms have poles only along the boundaries of the given polytope; moreover, their leading Laurent coefficients along any of the boundaries are still covariant forms on the specific boundary. Whereas meromorphic forms in covariant pairing with a polytope are associated to a specific (signed) triangulation, in which poles on spurious boundaries do not cancel completely, but their order is lowered. These meromorphic forms can be fully characterised if the polytope they are associated to is viewed as the restriction of a higher dimensional one onto a hyperplane. The canonical form of the latter can be mapped into a covariant form or a form in covariant pairing via a covariant restriction. We show how the geometry of the higher dimensional polytope determines the structure of these differential forms. Finally, we discuss how these notions are related to Jeffrey-Kirwan residues and cosmological polytopes.




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The Fourier Transform Approach to Inversion of lambda-Cosine and Funk Transforms on the Unit Sphere. (arXiv:2005.03607v1 [math.FA])

We use the classical Fourier analysis to introduce analytic families of weighted differential operators on the unit sphere. These operators are polynomial functions of the usual Beltrami-Laplace operator. New inversion formulas are obtained for totally geodesic Funk transforms on the sphere and the correpsonding lambda-cosine transforms.




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Groups up to congruence relation and from categorical groups to c-crossed modules. (arXiv:2005.03601v1 [math.CT])

We introduce a notion of c-group, which is a group up to congruence relation and consider the corresponding category. Extensions, actions and crossed modules (c-crossed modules) are defined in this category and the semi-direct product is constructed. We prove that each categorical group gives rise to c-groups and to a c-crossed module, which is a connected, special and strict c-crossed module in the sense defined by us. The results obtained here will be applied in the proof of an equivalence of the categories of categorical groups and connected, special and strict c-crossed modules.




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Gluing curves of genus 1 and 2 along their 2-torsion. (arXiv:2005.03587v1 [math.AG])

Let $X$ (resp. $Y$) be a curve of genus 1 (resp. 2) over a base field $k$ whose characteristic does not equal 2. We give criteria for the existence of a curve $Z$ over $k$ whose Jacobian is up to twist (2,2,2)-isogenous to the products of the Jacobians of $X$ and $Y$. Moreover, we give algorithms to construct the curve $Z$ once equations for $X$ and $Y$ are given. The first of these involves the use of hyperplane sections of the Kummer variety of $Y$ whose desingularization is isomorphic to $X$, whereas the second is based on interpolation methods involving numerical results over $mathbb{C}$ that are proved to be correct over general fields a posteriori. As an application, we find a twist of a Jacobian over $mathbb{Q}$ that admits a rational 70-torsion point.




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Minimal acceleration for the multi-dimensional isentropic Euler equations. (arXiv:2005.03570v1 [math.AP])

Among all dissipative solutions of the multi-dimensional isentropic Euler equations there exists at least one that minimizes the acceleration, which implies that the solution is as close to being a weak solution as possible. The argument is based on a suitable selection procedure.




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Connectedness of square-free Groebner Deformations. (arXiv:2005.03569v1 [math.AC])

Let $Isubseteq S=K[x_1,ldots,x_n]$ be a homogeneous ideal equipped with a monomial order $<$. We show that if $operatorname{in}_<(I)$ is a square-free monomial ideal, then $S/I$ and $S/operatorname{in}_<(I)$ have the same connectedness dimension. We also show that graphs related to connectedness of these quotient rings have the same number of components. We also provide consequences regarding Lyubeznik numbers. We obtain these results by furthering the study of connectedness modulo a parameter in a local ring.